IAR CE course · NASAA Course ID C82490

Fiduciary Duty and Ethical Practice for Investment Adviser Representatives: 25.1

Name: Fiduciary Duty and Ethical Practice for Investment Adviser Representatives: 25.1
Price: 49.00 USD

Ethics and Professional Responsibility · 6 IAR CE credits · Text-Only, On Demand · Advanced

Explore fiduciary duties of care and loyalty, conflicts, disclosure, compensation, client relationships, ethical communications, cybersecurity and artificial intelligence through practical advisory situations.

What you will be able to do

Explain fiduciary duties of care and loyalty and identify material conflicts of interest.
Evaluate disclosure, compensation, fees, advertising and marketing from an ethical and regulatory perspective.
Apply professional-conduct principles and ethical decision-making to client relationships, recommendations and emerging technology.

Course facts

Course ID: C82490 (internal label 25.1)
Credits: 6 IAR CE credits
Content area: Ethics and Professional Responsibility
Format: Text-Only, On Demand, self-paced
Price: $49, required reporting fees included, plus applicable tax shown before payment
Pair price: $89 with Product Analysis and Portfolio Risk (C82507), purchased together: 12 credits
Access: 90 days from confirmed payment

Enroll

Enroll in Fiduciary Duty and Ethical Practice

$49 for this six-credit course, or $89 when purchased with Product Analysis and Portfolio Risk. You create or sign in to your student account, review the terms and pay securely online.

Enroll in this course Enroll in the $89 pair Read a free sample section

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