IAR CE course · NASAA Course ID C82483
Portfolio Implementation and Ongoing Practice for Investment Adviser Representatives: 26.2
Develop practical skills for implementing and maintaining a portfolio: transition planning, order controls, settlement, reconciliation, retirement transfers, tax lots, rebalancing, monitoring and operational disruptions.
What you will be able to do
- Sequence implementation while preserving ownership, authority, restrictions and cash needs.
- Evaluate order conditions, settlement readiness and account reconciliation exceptions.
- Apply source-scoped retirement, tax-lot, rebalancing and monitoring controls to hypothetical account records.
Course facts
- Course ID
- C82483 (internal label 26.2)
- Credits
- 6 IAR CE credits
- Content area
- Products and Practice
- Format
- Text-Only, On Demand, self-paced
- Price
- $49, required reporting fees included, plus applicable tax shown before payment
- Pair price
- $89 with Ethical Governance and Client Protection (C82482), purchased together: 12 credits
- Access
- 90 days from confirmed payment
Enroll
Enroll in Portfolio Implementation and Ongoing Practice
$49 for this six-credit course, or $89 when purchased with Ethical Governance and Client Protection. You create or sign in to your student account, review the terms and pay securely online.
Enroll in this course Enroll in the $89 pair Read a free sample sectionNot sure which courses you need? Check your state’s IAR CE requirement or compare all four courses. Course details on gulfstream.one.
You can verify this course under Gulfstream Capital in NASAA’s approved IAR CE course catalog (opens a new tab).
NASAA does not endorse any particular provider of IAR CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.
Gulfstream Capital, NASAA provider S17479. Confirm that a course meets your own jurisdiction’s requirements and check your FinPro record before you enroll. Passing an assessment, completing a course and accepted reporting are separate events. Allow time for reporting and processing.
All sales are final, with exceptions for refunds required by law, duplicate or erroneous charges, or a course we cannot provide as described. Questions? Email sterling@gulfstreamwealth.com (Monday–Friday, 9:00 a.m.–noon Eastern Time).